SC issues revised guidelines on capital market intermediaries

KUALA LUMPUR: The Securities Commission has issued the revised Guidelines on Conduct for Capital Market Intermediaries, aimed at elevating standards of professionalism and integrity of capital market intermediaries (CMIs) in the industry.

In a statement, the regulator said the revised guidelines, among others, reinforce the role of a CMI’s board and senior management in inculcating a corporate culture where clients’ interests are prioritised.