KUALA LUMPUR: The Securities Commission has charged a former bank analyst and business owner with two offences related to unlicensed capital market activities and the misuse of the "unit trust consultant" title.
In a statement, the regulator said it charged Mohd Arif Fadzlee Mohd Arifin under section 59(1) of the Capital Markets and Services Act 2007 for holding himself out as a representative of CIMB Wealth
Advisors Bhd in dealing in securities without a licence.
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